Your Advisory, Investment Management and Client Services teams are not changing!
We are merely in the process of transitioning Custodians.

Clients whose accounts transferred from Pershing, LLC to Schwab in 2023, keep in mind that you will receive two Form 1099s for your accounts. One 1099 comes from Pershing, LLC which captures activity from January 1, 2023 to the date of transfer to Schwab. A second 1099 will be sent from Schwab that includes activity for the remainder of the year. Please watch your mail carefully, and provide both 1099s to your tax preparer.

The New St. Germain client portal. Log-in HERE.
FOR ACCOUNTS AT PERSHING, LLC, PLEASE CLICK HERE.
FOR ACCOUNTS AT SCHWAB, PLEASE CLICK HERE. 

We’re still here and here to stay!

If your financial advisor previously prepared a financial plan for you, access the e-Money portal by CLICKING HERE.
The most recent issue of Leading Investors [2023 3rd Quarter): PLEASE CLICK HERE
Recall Mike Matty’s article about this transition in our 2023 First Quarter Newsletter. PLEASE CLICK HERE